We are experts serving

Entrepreneurs, and
Investment Banking

We are proud to be awarded Investment Bank of the Year by The M&A Advisor.

M&A Advisor
Headwaters MB Wins
Investment Bank of the Year

The M&A Advisor annually recognizes the very best in the M&A industry with prestigious awards. Headwaters MB is honored to be the recipient of the Investment Banking Firm of the Year award in 2014.

Learn Why

We are one of the largest independent, middle-market investment banking and growth advisory firms in North America.
Investment Banking
Our clients need and deserve quality advice, uncompromised advocacy, and powerful reach from their investment bankers. Sprinkle in capital ... 
Merchant Banking
Capital matters. We have it for situations that are complex and involve some urgency. Our merchant banking business brings capital to these opportunities.
Family Business Advisory Services
Guiding business-owning families takes specialized skill. We have the wisdom and experience to help, even when it's more than just business.
Family Office Services
Larger family owned businesses sometimes require long-term, patient capital partners. That's why we've developed proprietary access to family office capital for our clients.

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Views From Twitter
  • Headwaters' MD Sun Jen Yung to speak on Financial Strategies @dhollywood's Media Summit NY on 3/4 http://t.co/JOTcKrfxmW #digitalhollywood
  • Headwaters' MD Sun Jen Yung to speak on Financial Strategies @dhollywood's Media Summit NY on 3/4 http://t.co/VYxErDeb7A #digitalhollywood
  • Headwaters' MD Sun Jen Yung to speak at @dhollywood's Media Summit NY on 3/4, visit http://t.co/F8ZdWd3MBz for more. #digitalhollywood
  • Headwaters’ Industrials team recently attended the AHR Expo in Chicago, Illinois @ahrexpo http://t.co/cMbYewc60J http://t.co/y7M0VpubYM
  • 2015 SME Annual Meeting Features Headwaters Mining Banker Joel Schneyer @smecommunity http://t.co/84rGhwPzQn http://t.co/ce8PMv7s0J
  • Phil Seefried, Headwaters' Founder & CEO, releases Headwaters MB 2015 #CapitalMarkets overview http://t.co/glK0rqPMEA
  • Headwaters’ Fintech Team covers recent Northeast Acquirers Association Conference in Boston http://t.co/mgrzvVhAgG http://t.co/IVCwdgJdMF
  • "The Uber of Investment Banking" on @LinkedIn https://t.co/lTBof6ocDl
  • Headwaters' Consumer & Retail team discusses key takeaways from the #SHOTSHOW2015 http://t.co/0hFuGYiC7k @nssfshotshow
  • Headwaters banker releases T&L whitepaper "3PT: Saving the Independent Contractor Model" http://t.co/Htje1PUsIA http://t.co/KPhEtz85rG