We help companies raise significant amounts of equity capital. We believe that we help them do it at valuations higher than they are likely to achieve on their own and under terms less onerous than they would otherwise receive.

The private equity industry has grown and institutionalized dramatically in the past twenty years.  As a result, middle market companies often have access to more deep-pocketed investor classes. Companies that talk to one or two investors in the process of raising capital often set themselves up to dramatically underachieve on valuation, terms, and finding the highest quality institutional investor.  Competition matters.  Hiring a great advisor to run an investment banking process and turn over every stone can turn the hunted into the hunter.

Headwaters helps its clients find investors who want to find them – folks who appreciate their industry, like their management style, and understand where the combination of their checkbook and your smarts can take your company.

We are an unapologetic advocate for your company.  We proceed without conflict.  While we greatly respect the institutional investor and large corporate community, it is our calling to serve only one master – you.

We help companies raise significant amounts of equity capital at valuations higher than they are likely to achieve on their own.

Transactions
Capital Raise
Has received an investment from
We acted as sole advisor

Announced

10/15/2015

Industry

Aerospace, Defense, Government & Security
Technology, Media & Telecom
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Capital Raise
Pacific Operators Offshore LLC
Has secured a senior term financing
We acted as sole advisor

Announced

07/22/2015

Industry

Energy
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M&A
Has received an investment from an
We acted as sole advisor to the seller

Announced

07/08/2015

Industry

Healthcare & Life Sciences
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Capital Raise
Equity Private Placement
CAD $85 million staged feasibility and development financing

Announced

05/01/2015

Industry

Mining, Minerals & Natural Resources
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Capital Raise
Formed a new joint venture
with
We acted as sole advisor

Announced

03/01/2015

Industry

Business Services
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M&A
Has been spun out as an independent company from
And capitalized by
We acted as financial advisor

Announced

12/14/2014

Industry

Industrials / Industrial Technology
Industrial Technology
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Our Team